Specialist Regulatory Complaince Abu Dhabi Commercial Bank

Abu Dhabi Commercial Bank presently has an opening for qualified and experienced candidates for the role of a Senior Specialist Regulatory Complaince. This job has recently been listed by ADCB and candidates fulfilling the under mentioned criteria can apply for this position.

Responsibilities of A Senior Specialist Regulatory Complaince

Regulatory and Compliance Advisory

• Review, assess, advise on and obtain approval for all new and amendments to products services and business initiatives and ensure to appropriately identify and mitigate all compliance risks.
• Review, advise on and obtain approval on bank wide policies and procedures and client facing forms to ensure in line with regulatory requirements.
• Conduct gap analysis on new/amended laws and regulations, interpret results, map the regulation to respective business units and release necessary communication.
• Implement all new/amended regulations across the Bank, its subsidiaries and branches to ensure compliance with regulatory requirements.

Conduct Compliance

• Administer the insider trading programme, including insiders list across the group, update records with Abu Dhabi Security Exchange (ADX) and manage blackout periods, to ensure compliance with SCA and ADX regulations.
• Manage conduct compliance programmes (Whistleblowing, conflict of interest, Chinese walls etc.) and the Bank’s ABC programme and ensure they are managed effectively to mitigate conduct risk and accurate records are kept to support the design and delivery of bank wide training in relation to conduct compliance and other regulatory implementations in order to advise and educate Bank employees and ensure fully compliant.

Policies, Processes,Systems and Procedures

• Adhere to all relevant organisational and departmental policies, processes, standard operating procedures and instructions so that work is carried out to the required standard and in a consistent manner while delivering the required standard of service to customers and stakeholders.

Self Management

• Manage self in line with the bank’s people management policies, procedures, processes and practices to ensure adherence and to maximise own contribution to business performance.

Customer Service

• Apply the ADCB Service Standards to deliver the bank’s required levels of service in all internal and external customer interactions.

Qualification Requirements for Role of Senior Specialist Regulatory Complaince

• Bachelor’s Degree in relevant specialization.
• At least 7 years of experience in banking/financial services sector with at least 5 years in the compliance environment.
• Knowledge of banking rules and regulations of UAE Knowledge of industry and global best practice.

Job ID

• JB4657974

Procedure to Apply

If you wish to grow with us, please apply now and become part of the Abi Dhabi Commercial Bank. To apply for job of Senior Specialist Regulatory Complaince at ADCB, please use the Apply Now button. It will redirect you to the official registration form. Once you are on registration portal, complete your profile by adding your personal and professional details. You will also need to upload your updated CV & other relevant documents. Finally, follow instructions provided to complete the application process. Good luck!

Specialist Regulatory Reporting Abu Dhabi Commercial Bank