Compliance Officer Wealth Management Emirates NBD

Compliance Officer Wealth Management at Emirates NBD is responsible for supporting the implementation of controls, compliance checks and compliance processes. You will execute tasks according to procedures to ensure regulatory compliance across the organization and escalate any issues to relevant parties where needed. Experience with Wealth Management or investment products is essential.

Responsibilities of Compliance Officer Wealth Management

• Completing Review and providing approvals & ensuring external approvals are obtained and documented.
• Review of all manual triggers/red flags escalated and provide recommendations/report to Manager with risk analysis and risk mitigation after completion of thorough investigations.
• Regulatory Matters
• Provide support to the Manager in all Project related initiatives and ensure completion of these projects.

Requirements of Compliance Officer Wealth Management

• Bachelors Degree.
• Minimum of 4 years compliance experience in the financial services industry, preferably in retail banking compliance in a recognized market.
• Experience within Wealth Management or Investment Products.

Skills and Knowledge Desired

• Compliance qualifications from an internationally recognized body is desirable like ACAMS, International Compliance Association certifications / diploma, etc.

Job Benefits

• Competitive salary package.
• Market leading incentives.
• Strong emphasis on work life balance and wellbeing across the bank.
• Preferential banking facilities for employees.
• Generous annual leave entitlement and Private Healthcare.

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